As a financial firm registered with the Securities and Exchange Commission (SEC), you have a responsibility to protect sensitive customer information from cyber threats. The SEC has implemented a number of cybersecurity requirements for firms registered with the agency to help protect against data breaches and other cyber incidents. In this blog post, we will discuss the key cybersecurity requirements for firms registered with the SEC.

As an individual registered with the Securities and Exchange Commission (SEC), you have a responsibility to protect the sensitive information of both your clients and your company. With cyber threats becoming increasingly sophisticated and frequent, it's more important than ever to understand and comply with the cyber security requirements set forth by the SEC.